Timothy Nathan Friedman
Professional Summary
Timothy Nathan Friedman, who also goes by Timothy N Friedman, is a registered financial advisor currently at SOGOTRADE, INC. located in Chesterfield, Missouri. Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 14, Series 10, Series 9, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy N Friedman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.
Contact Information
Main Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005Mailing Address
1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005Phone Number
(646) 885-6486Established
Delaware since 12/16/2010Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
8Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/8/2024)
(5/2/2024)
(3/30/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jul 1999Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 1999About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Timothy Nathan Friedman's CRS (Customer Relationship Summary).
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