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Patrick Nicholas Manders

SOGOTRADE
Chesterfield, MO
·CRD# 6658729·10 years experience

Professional Summary

Patrick Nicholas Manders, who also goes by Patrick Manders, is a registered financial advisor currently at SOGOTRADE, INC. located in Chesterfield, Missouri. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2016. Patrick has worked at 1 firm and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Manders

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

SOGOTRADE, INC.·CRD# 17912
BD
1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005
July 27, 2021 - Present
SOGOTRADE, INC.·CRD# 17912
BD
Chesterefield, MO
September 1, 2016 - April 20, 2020

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Current Firm

SI
SOGOTRADE, INC.

COASTAL INVESTMENTS ASSOCIATES LTD. | WANG INVESTMENTS | WANG INVESTMENT ASSOCIATES, INC. | SOGOTRADE, INC. | SOGOTRADE | COASTAL INVESTMENTS ASSOCIATES, LTD.

CRD#: 17912 / SEC#: 8-35930
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005

Mailing Address

1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005

Phone Number

(646) 885-6486

Established

Delaware since 12/16/2010

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SOGO FINANCIAL MANAGEMENT, LLCSHAREHOLDER—
CONNOR, RICHARD BRIANCHIEF OPERATIONS OFFICER2364764
FRIEDMAN, TIMOTHY NATHANCHIEF AML OFFICER1967603
MANDERS, PATRICKCHIEF COMPLIANCE OFFICER6658729
SAKOL, DANIEL SCOTTFINOP2813237
WALLACE, KRISTOPHER ALEXANDERCHIEF EXECUTIVE OFFICER2363185

Disclosures

Regulatory Event

8

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(4/25/2023)
RR
Missouri
(7/27/2021)
RR
Texas
(6/6/2024)
RR
Washington
(3/30/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2016About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Mar 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Nov 2022About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Mar 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2021About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Apr 2017About the Series 24 exam
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Nicholas Manders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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