Krista L. Wallace
SOUNDVIEW ADVISORS
Olympia, WA 98502
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CRD#: 7308768
Professional summary
Krista Lynn Wallace, CFP®, who also goes by Krista Lynn Wallace Nowak, is a registered financial advisor currently at SOUNDVIEW ADVISORS located in Olympia, Washington.
Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Krista has worked at 1 firm .
Biography
Our desire is to know and understand our clients as well or better than anyone else in their lives. We believe financial planning and investing cannot be appropriately done without a clear understanding of the clients values and goals. We work best with clients who desire to participate in the process and have at least a general understanding of why we are recommending any given strategy or action.
To ensure we are able to provide the highest level of services for our clients, we have implemented a $5,000 minimum annual fee.
Question & Answer
What are your service offerings?
Our services include investmen...
retirement planning
insurance reviews
estate planning
education planning and goal an...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Krista Lynn Wallace Nowak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
University Place Presbyterian Church, not investment related, 8010 27th Street W, University Place, WA 98466, Church, Trustee, Finance Elder, 06/2020 - Present, 5 hours per month, none during trading hours; discern (with a team) financial direction of church, review contributions, expenditures, and gifts. Trustee related functions as need arises (1 of 3 trustees) Report to Session, 3 year term, renewable to 6 years.
CRS (Client Relationship Summary) - RIA
Click below to view Krista Lynn Wallace's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
October 29, 2020 - Present
SOUNDVIEW ADVISORS
Office #1: 1441 West Bay Drive Suite 201, Olympia, WA 98502RIA
CRD#: 114437
Olympia, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SOUNDVIEW ADVISORS
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
CRD#: 114437 / SEC#: 801-68960
RIA
Registered Investment Advisory firm - (3/24/2008 Approved)Washington
Registered Investment Advisory firm - (3/28/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(10/29/2020)
Exams
Current Firm
SOUNDVIEW ADVISORS
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
CRD#: 114437 / SEC#: 801-68960
RIA
Registered Investment Advisory firm - (3/24/2008 Approved)Washington
Registered Investment Advisory firm - (3/28/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1441 West Bay Drive Suite 201, Olympia, WA 98502
Mailing Address
Phone number
(360) 867-9890
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,084 |
| AUM (Assets Under Management) | $ 408,102,245 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
