Krista Lynn Wallace
CFP®Professional Summary
Krista Lynn Wallace, CFP®, who also goes by Krista Lynn Wallace Nowak, is a registered financial advisor currently at SOUNDVIEW ADVISORS located in Olympia, Washington. Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Krista has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Our services include investments
- retirement planning
- insurance reviews
- estate planning
- education planning and goal and value clarification.
Biography
Our desire is to know and understand our clients as well or better than anyone else in their lives. We believe financial planning and investing cannot be appropriately done without a clear understanding of the clients values and goals. We work best with clients who desire to participate in the process and have at least a general understanding of why we are recommending any given strategy or action. To ensure we are able to provide...
Other Aliases
Krista Lynn Wallace Nowak
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
6 years in the financial services industry
Current & Past Employments
Current
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Current Firm
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
Contact Information
Main Address
1441 West Bay Drive Suite 201, Olympia, WA 98502Phone Number
(360) 867-9890# of Employees
11SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
842AUM (Assets Under Management)
$387,237,483Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BRUCE C. STOLTENBERG, JD, CFP | STOLTENBERG & ASSOCIATES, FINANCIAL PLANNING | STOLTENBERG & ASSOCIATES | SOUNDVIEW ADVISORS, PS | SOUNDVIEW ADVISORS, P.S. | SOUNDVIEW ADVISORS, INC. | SOUNDVIEW ADVISORS | BRUCE CARL STOLTENBERG
State Registrations and Notice Filings
(10/29/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Krista Lynn Wallace's CRS (Customer Relationship Summary).
Services Offered by Krista
- Our services include investments
- retirement planning
- insurance reviews
- estate planning
- education planning and goal and value clarification.
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