Ronald F. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Francis Smith was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1986. Ronald had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2006 - December 31, 2025
H.S. FINANCIAL, INC.
February 11, 2005 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
February 11, 2005 - December 4, 2023
COMMONWEALTH FINANCIAL NETWORK
July 31, 2003 - February 15, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - February 15, 2005
OSAIC FA, INC.
December 19, 1997 - February 15, 2005
OSAIC FA, INC.
September 7, 1989 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 19, 1986 - August 19, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H.S. FINANCIAL, INC.
CRD#: 136731 / SEC#:
Contact information
Red Flags
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