ROBERT J. BECKER

J. ALDEN ASSOCIATES

Doylestown, PA 18901

CRD#: 16418

Professional summary

ROBERT JAY BECKER is a registered financial professional currently at J. ALDEN ASSOCIATES, INC. located in Doylestown, Pennsylvania.

ROBERT is registered as a RR (Registered Representative) and started their career in finance in 1963. ROBERT has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view ROBERT JAY BECKER's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2002 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 48 West Oakland Ave., Doylestown, PA 18901

CRD#: 40002

Doylestown, PA

Past

May 31, 1989 - April 1, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 12, 1981 - July 3, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

August 24, 1979 - October 2, 1981

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 16, 1978 - September 16, 1979

MORGAN STANLEY DW INC.

CRD#: 7556

Past

November 17, 1976 - April 23, 1978

SHEARSON HAYDEN STONE INC.

CRD#: 7295

Past

November 8, 1974 - November 17, 1976

SHEARSON HAYDEN STONE INC.

CRD#: 6774

Past

February 6, 1974 - November 8, 1974

HAYDEN STONE INC.

CRD#: 6567

Past

December 12, 1963 - March 11, 1974

DUPONT WALSTON, INCORPORATED

CRD#: 870

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/26/2004)

Pennsylvania
(3/6/2002)

Exams

State Security Law Exam

Series 63

Date: 1/21/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 9/21/1981

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 10/21/1957

Registered Representative Examination

Principal/Supervisory Exam

Series 40

Date: 5/22/1972

Registered Principal Examination

SRO Registrations

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

CRD#: 40002 / SEC#: , 8-48938

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 300, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Delaware since 10/30/1995

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CALFO, LEE ALBERT	CEO, PRINCIPAL, RESEARCH PRINCIPAL	4782334
CASTLE CREEK LAUNCHPAD FUND I, LP	SHAREHOLDER
SMITH, KENNETH RICHARD	PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO	2300203
ENGELBACH, PETER ALDEN	PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL	201177
KINZER, CAROL ANN	FINOP	4519471

Disclosures

Regulatory Event	2
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

ROBERT J. BECKER

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view ROBERT JAY BECKER's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL EQUITY GROUP, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

SHEARSON HAYDEN STONE INC.

SHEARSON HAYDEN STONE INC.

HAYDEN STONE INC.

DUPONT WALSTON, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/1982

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

PC

Date: 9/21/1981

Series 1

Date: 10/21/1957

Series 40

Date: 5/22/1972

FINRA

Current Firm

J. ALDEN ASSOCIATES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J. ALDEN ASSOCIATES, INC.

TRUST BUT VERIFY

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