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SK

Sofia I. Kostrinsky

AMERICAN ENTERPRISE INVESTMENT SERVICES
Charlotte, NC 28202
Some features on this profile are disabled
CRD#: 7303995
SK

Professional summary

Sofia Isabel Kostrinsky, who also goes by Sofia I Kostrinsky, Sofia Isabel Kostrinsky, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina.

Sofia is registered as a RR (Registered Representative) and started their career in finance in 2021. Sofia has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sofia I Kostrinsky | Sofia Isabel Kostrinsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sofia Isabel Kostrinsky's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2024 - Present

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Office #1: 300 S Tryon St, Charlotte, NC 28202
BD
CRD#: 26506
Charlotte, NC
Past

January 19, 2023 - November 1, 2024

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC
Past

October 18, 2021 - August 10, 2022

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Charlotte, NC
Past

April 28, 2021 - October 1, 2021

ALLY INVEST SECURITIES LLC

BD
CRD#: 136131
Charlotte, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(11/7/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/30/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AE
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.

CRD#: 26506 / SEC#: , 8-42582

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
901 3rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3662
Established
Minnesota since 04/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMPF HOLDING, LLCSHAREHOLDER
CARR, GREGORY GERARDDIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT2210835
FLANSBURG, BRETT ALLENVICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER3179474
GERDES, JOSEPH FRANCISDIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER2391989
MATTOX, MICHAEL SCOTTVICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER4383501
SENNE, ANN MARIEDIRECTOR2515669
SWEENEY, JOSEPH EDWARDDIRECTOR4668713

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506Charlotte, NC 28202

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