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FIRM PROFILE
Overview
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. is located at 901 3rd Avenue South, Minneapolis, MN 55402 and was first established at Kansas City, Minnesota in 04/13/1990. After operating for 36 years, AMERICAN ENTERPRISE INVESTMENT SERVICES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of AMERICAN ENTERPRISE INVESTMENT SERVICES INC.’s clients are individuals and 0% of their clients are high net worth individuals. AMERICAN ENTERPRISE INVESTMENT SERVICES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access AMERICAN ENTERPRISE INVESTMENT SERVICES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at AMERICAN ENTERPRISE INVESTMENT SERVICES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for AMERICAN ENTERPRISE INVESTMENT SERVICES INC. Comes From
Understanding the Statistics for AMERICAN ENTERPRISE INVESTMENT SERVICES INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
901 3rd Avenue South, Minneapolis, MN 55402
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Medium
(612) 671-3662
Minnesota since 04/13/1990
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | ||
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 | |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 | |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 | |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 | |
| SENNE, ANN MARIE | DIRECTOR | 2515669 | |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
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Advisor's working at AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Robert Lynn Smith
Brian Arthur Gray
Melissa B Wilson
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