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Michael Procaccino

REDBIRD BD
New York, NY
·CRD# 7274912·5 years experience

Professional Summary

Michael Procaccino is a registered financial advisor currently at REDBIRD BD LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

REDBIRD BD LLC·CRD# 297239
BD
1. 667 Madison 8th Floor, New York, NY 100652. 667 Madison Ave 8th Floor, New York, NY 10065
August 16, 2023 - Present
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
June 26, 2021 - June 29, 2023

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Current Firm

RB
REDBIRD BD LLC

REDBIRD BD LLC | REDBIRD BD, LLC

CRD#: 297239 / SEC#: 8-70125
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

667 Madison Ave 8th Floor, New York, NY 10065

Mailing Address

667 Madison Ave 8th Floor, New York, NY 10065

Phone Number

(212) 235-1000

Established

Delaware since 11/29/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
REDBIRD CAPITAL PARTNERS INTERMEDIATE HOLDINGS, LLCOWNER, OWNER / AGGREGATION VEHICLE FOR IA AND BD ACTIVITIES—
CHIARAVALLOTI, MICHAEL JOSEPHCOUNSEL & CHIEF COMPLIANCE OFFICER5099998
KLEIN, ROBERT JAYMANAGING PRINCIPAL3035592
SHAW, ANTHONYFINOP7338445

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(8/16/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2021About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2021About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Procaccino's CRS (Customer Relationship Summary).

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