Robert Jay Klein
Professional Summary
Robert Jay Klein is a registered financial advisor currently at REDBIRD BD LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 7 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 31 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
REDBIRD BD LLC | REDBIRD BD, LLC
Contact Information
Main Address
667 Madison Ave 8th Floor, New York, NY 10065Mailing Address
667 Madison Ave 8th Floor, New York, NY 10065Phone Number
(212) 235-1000Established
Delaware since 11/29/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2021)
(12/13/2019)
(1/4/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Jay Klein's CRS (Customer Relationship Summary).
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