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RG

Radford M. Gunzenhauser

HORNOR, TOWNSEND & KENT
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 7253452
RG

Professional summary

Radford Michael Gunzenhauser, who also goes by Radford Gunzenhauser, is a registered financial professional currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania and GLOBAL FINANCIAL SERVICES, L.L.C. located in Houston, Texas.

Radford is registered as a RR (Registered Representative) and started their career in finance in 2024. Radford has worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Radford Gunzenhauser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Radford Michael Gunzenhauser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 30, 2025 - Present

HORNOR, TOWNSEND & KENT, LLC

Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428
RIA
BD
CRD#: 4031
Conshohocken, PA
Current

March 2, 2026 - Present

GLOBAL FINANCIAL SERVICES, L.L.C.

Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019
BD
CRD#: 35699
Houston, TX
Current

April 1, 2026 - Present

WISE US ASSETS INC

Office #1: 30 W. 26th St, Sixth Floor, New York, NY 10010
BD
CRD#: 329919
NEW YORK, NY
Current

April 27, 2026 - Present

ZS SECURITIES, LLC

Office #1: 1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
BD
CRD#: 339111
SEATTLE, WA
Past

March 7, 2024 - June 18, 2025

TRIPLETREE, LLC

BD
CRD#: 42820
BLOOMINGTON, MN
Past

March 7, 2024 - June 18, 2025

KIPPSDESANTO & COMPANY

BD
CRD#: 45763
MCLEAN, VA
Past

March 7, 2024 - June 18, 2025

CAPITAL ONE SECURITIES, INC.

BD
CRD#: 44158
NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 7/30/2025
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 7/30/2025
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/7/2024
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

ZS
ZS SECURITIES, LLC
ZS SECURITIES, LLC

CRD#: 339111 / SEC#: , 8-71458

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Contact information

Main Address
1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
Mailing Address
1200 Fifth Avenue Ste. 1500, Seattle, WA 98101
Phone number
(206) 224-7380
Established
Washington since 10/15/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ZACHARY SCOTT & CO.SOLE MEMBER
BERGSAGEL, BRIAN EDWINCHIEF EXECUTIVE OFFICER6140208
GUNZENHAUSER, RADFORD MICHAELFINOP, PFO, POO7253452
KRUKOWSKI, JULIAN THEODORECHIEF COMPLIANCE OFFICER3070439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ZS SECURITIES, LLC

CRD#: 339111Conshohocken, PA 19428

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