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FIRM PROFILE
Overview
GLOBAL FINANCIAL SERVICES, L.L.C. is located at 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019 and was first established at Dallas, Texas in 12/20/1994. After operating for 31 years, GLOBAL FINANCIAL SERVICES, L.L.C. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GLOBAL FINANCIAL SERVICES, L.L.C.’s clients are individuals and 0% of their clients are high net worth individuals. GLOBAL FINANCIAL SERVICES, L.L.C. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GLOBAL FINANCIAL SERVICES, L.L.C. are registered to handle securities or provide financial advice. The firm has 7 disclosures, 6 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GLOBAL FINANCIAL SERVICES, L.L.C.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GLOBAL FINANCIAL SERVICES, L.L.C.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for GLOBAL FINANCIAL SERVICES, L.L.C. Comes From
Understanding the Statistics for GLOBAL FINANCIAL SERVICES, L.L.C. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019
1330 Post Oak Blvd Ste 2100, Houston, TX 77056-3019
Small
(713) 968-0400
Texas since 12/20/1994
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| GFS HOLDINGS, LLC | MEMBER | ||
| CATHRINER, WILLIAM WALTER II | CHIEF COMPLIANCE OFFICER | 1686950 | |
| CHAPA, GERARDO ARTURO | MANAGING DIRECTOR | 1451790 | |
| DREPAUL, ROSHNI | FINANCIAL OPERATIONS PRINCIPAL | 6487453 | |
| IBARRA, JORGE EDUARDO | CHIEF OPERATING OFFICER | 3079569 | |
| MEDRANO, DILIA ELIZABETH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 4626600 | |
| TELLEZ, ALFREDO | SENIOR VICE PRESIDENT & DIRECTOR | 2616322 | |
| VILLARREAL GUERRA, VICTOR MANUEL | DIRECTOR | 5310319 |
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Advisor's working at GLOBAL FINANCIAL SERVICES, L.L.C.
William Walter Cathriner II
Jose Sepulveda
Claudia Margarita Reyes
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