Richard Anthony Panno
Professional Summary
Richard Anthony Panno is a registered financial advisor currently at BUCKMAN, BUCKMAN & REID, INC. located in North Palm Beach, Florida. Richard is registered as a RR (Registered Representative) and started their career in finance in 1981. Richard has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 24, Series 27 and Series 4...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.
Contact Information
Main Address
44 Church St., Little Silver, NJ 07739Mailing Address
44 Church St., Little Silver, NJ 07739Phone Number
(732) 530-0303Established
New Jersey since 09/07/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | — |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
Regulatory Event
18Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/2/2024)
(1/6/2023)
(1/5/2024)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/13/2023)
(1/10/2023)
(6/16/2010)
(1/5/2023)
(1/12/2023)
(1/4/2023)
(1/2/2024)
(1/9/2023)
(1/6/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
(1/4/2024)
(1/3/2023)
(1/11/2023)
(1/4/2024)
(1/4/2024)
(2/4/2021)
(3/4/2014)
(1/4/2023)
(6/24/2010)
(1/5/2023)
(1/3/2023)
(1/5/2023)
(1/5/2023)
(1/4/2023)
(1/3/2024)
(1/4/2023)
(1/3/2023)
(1/3/2024)
(1/4/2023)
(1/5/2023)
(1/6/2023)
(1/9/2023)
(1/3/2023)
(1/4/2023)
(1/3/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Richard Anthony Panno's CRS (Customer Relationship Summary).
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