Thomas Paul Buckman
Professional Summary
Thomas Paul Buckman is a registered financial advisor currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey and MAYHILL AGENCY, LLC located in Little Silver, New Jersey. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 2 firms and has passed the Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
MAYHILL AGENCY, INC. | MAYHILL AGENCY, LLC
Contact Information
Main Address
44 Church Street, Little Silver, NJ 07739Mailing Address
44 Church Street, Little Silver, NJ 07739Phone Number
(732) 991-2316Established
New York since 10/25/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS, LLC | OWNER | — |
| BUCKMAN, THOMAS PAUL | PRESIDENT | — |
| BUCKMAN, THOMAS PAUL | CHIEF COMPLIANCE OFFICER | — |
| ALMERINI, LOUIS ACHILLE | FINANCIAL OPERATIONS PRINCIPAL | 1605183 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/28/2009)
(5/6/1998)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Paul Buckman's CRS (Customer Relationship Summary).
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