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Mark Elliott Shoichet

BUCKMAN, BUCKMAN & REID
little silver, NJ
·CRD# 2301353·33 years experience

Professional Summary

Mark Elliott Shoichet, who also goes by Mark Elliott, is a registered financial advisor currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey. Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Elliott

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BUCKMAN, BUCKMAN & REID, INC.·CRD# 23407
BD
44 Church St., Little Silver, NJ 07739
January 9, 1998 - Present
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
October 8, 1996 - December 10, 1997
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
February 21, 1995 - October 7, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
March 21, 1994 - January 26, 1995
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
January 5, 1993 - April 20, 1994

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Current Firm

BB
BUCKMAN, BUCKMAN & REID, INC.

BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: 8-40413
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

44 Church St., Little Silver, NJ 07739

Mailing Address

44 Church St., Little Silver, NJ 07739

Phone Number

(732) 530-0303

Established

New Jersey since 09/07/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JTC HOLDINGS LLCSHARE HOLDER—
GIAKAS, WALLACE MARTINSTOCKHOLDER1068278
LAU, PETER SENSTOCKHOLDER2302677
YANG, ZHAOSHAREHOLDER6077274
ALMERINI, LOUIS ACHILLEFINOP1605183
BUCKMAN, HARRY JOHNCHAIRMAN, RSOP1090909
BUCKMAN, HARRY JOHN JRSR. VICE PRESIDENT2202467
BUCKMAN, MARYSTOCKHOLDER5823239
BUCKMAN, THOMAS PAULSECRETARY2577168
CAMPOLI, JOHNSHAREHOLDER6596748
PANNO, RICHARD ANTHONYCHIEF COMPLIANCE OFFICER724727
SHOICHET, MARK ELLIOTTSTOCKHOLDER2301353

Disclosures

Regulatory Event

18

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/11/1998)
RR
Florida
(3/18/2002)
RR
Illinois
(1/26/1998)
RR
New Jersey
(5/27/1998)
RR
New York
(2/4/1998)
RR
North Carolina
(2/13/1998)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Elliott Shoichet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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