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William Charles Hayde

CRD# 723867·Registered 1982 - 2018
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Charles Hayde, who also goes by William C Hayde, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1982 - 2018. William had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William C Hayde

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
Red Bank, NJ
January 13, 2011 - February 28, 2018
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Bohemia, NY
October 12, 1998 - December 31, 1999
DINA SECURITIES, INC.·CRD# 25893
BD
Wayne, NJ
November 10, 1997 - September 24, 1998
BROCKINGTON SECURITIES, INC.·CRD# 37438
BD
Ronkonkoma, NY
January 29, 1997 - May 24, 2010
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
July 7, 1992 - March 15, 1995
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
April 20, 1990 - July 2, 1990
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
November 6, 1989 - April 5, 1990
WILLIAM M. CADDEN & CO., INC.·CRD# 16363
BD
June 8, 1989 - April 16, 1990
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
March 10, 1989 - June 7, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
January 22, 1987 - March 10, 1989
ROONEY, PACE INC.·CRD# 6218
BD
December 4, 1985 - February 3, 1987
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
May 29, 1984 - November 7, 1985
DOUGLAS BREMEN & CO., INC.·CRD# 13186
BD
May 16, 1983 - May 29, 1984
BLINDER, ROBINSON & CO., INC.·CRD# 5096
BD
August 24, 1982 - April 21, 1983

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed May 1981About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1981About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 1997About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1983About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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