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XW

Xiahao Wang

MILLENNIUM ADVISORS
Singapore, 018981
Some features on this profile are disabled
CRD#: 7233762
XW

Professional summary

Xiahao Wang, who also goes by Sean Wang, is a registered financial professional currently at MILLENNIUM ADVISORS, LLC .

Xiahao is registered as a RR (Registered Representative) and started their career in finance in 2020. Xiahao has worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sean Wang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Xiahao Wang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 3, 2024 - Present

MILLENNIUM ADVISORS, LLC

Office #1: 8 Marina Boulevard Level 11, Marina Bay Financial Centre Tower 1, Singapore 018981
BD
CRD#: 151236
Singapore,
Past

July 17, 2020 - July 20, 2021

MILLENNIUM ADVISORS, LLC

BD
CRD#: 151236
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(7/10/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/5/2020
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MILLENNIUM ADVISORS, LLC
MILLENNIUM ADVISORS, LLC

CRD#: 151236 / SEC#: , 8-68349

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
11605 N Community House Dr Suite 550, Charlotte, NC 28277
Mailing Address
11605 N Community House Dr. Suite 550, Charlotte, NC 28277
Phone number
(980) 213-2300
Established
North Carolina since 06/29/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MILLENNIUM CONSOLIDATED HOLDINGS LLCOWNER
BROWN, DOUGLAS BENEDICTCCO, AML SUPERVISOR5063686
CHAPPELLE, DAVID WALTERMEMBER, GENERAL PRINCIPAL
DEMODNA, JOSEPH CHARLESPRINCIPAL OPERATIONS OFFICER5156407
HEALY, MICHAEL GEORGECHIEF EXECUTIVE OFFICER3011582
LEE, CHRISTY ROSSCFO, FINOP, PRINCIPAL FINANCIAL OFFICER4926666

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLENNIUM ADVISORS, LLC

CRD#: 151236Singapore 018981

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