Douglas Benedict Brown
Professional Summary
Douglas Benedict Brown, who also goes by Doug Brown, Douglas Benedict Brown Jr., Douglas Brown, is a registered financial advisor currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina. Douglas is registered as a RR (Registered Representative) and started their career in finance in 2011. Douglas has worked at 5 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Brown, Douglas Benedict Brown Jr., Douglas Brown
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
MILLENNIUM ADVISORS, LLC
Contact Information
Main Address
11605 N Community House Dr Suite 550, Charlotte, NC 28277Mailing Address
11605 N Community House Dr. Suite 550, Charlotte, NC 28277Phone Number
(980) 213-2300Established
North Carolina since 06/29/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLENNIUM CONSOLIDATED HOLDINGS LLC | OWNER | — |
| BROWN, DOUGLAS BENEDICT | CCO, AML SUPERVISOR | 5063686 |
| CHAPPELLE, DAVID WALTER | MEMBER, GENERAL PRINCIPAL | 4721739 |
| COHEN, JASON TODD | CFO, FINOP, PRINCIPAL FINANCIAL OFFICER | 4270310 |
| CONVERY, DANIEL K | PRINCIPAL OPERATIONS OFFICER | 6571439 |
| HEALY, MICHAEL GEORGE | CHIEF EXECUTIVE OFFICER | 3011582 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Benedict Brown's CRS (Customer Relationship Summary).
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