Peter E. Bulger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Edward Bulger was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1981. Peter had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 5, Series 15, Series 53, Series 24, Series 12, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2017 - April 20, 2020
DRIVEWEALTH, LLC
July 5, 1995 - December 31, 2002
PARADIGM CAPITAL MANAGEMENT, INC.
March 31, 1992 - September 1, 2015
C. L. KING & ASSOCIATES, INC.
January 8, 1991 - March 26, 1992
LEHMAN BROTHERS INC.
July 18, 1988 - October 18, 1989
J. T. MORAN & CO., INC.
February 4, 1981 - July 30, 1988
GLEACHER & COMPANY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1985
Interest Rate Options ExaminationSeries 15
Date: 8/4/1984
Foreign Currency Options ExaminationSeries 12
Date: 4/11/1981
NYSE Branch Manager ExaminationCurrent Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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