AS
Alexander M. Schutz
WMS ADVISORS
Charlotte, NC 28210
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CRD#: 7224293
AS
Professional summary
Alexander Menashe Schutz, who also goes by Alex Schutz, Alexander Menashe Schutz, is a registered financial advisor currently at WMS ADVISORS, LLC located in Charlotte, North Carolina and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Alexander has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Schutz | Alexander Menashe Schutz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WMS Advisors, LLC. Investment-Related. At Registered Location. RIA. Assistant. 04/2024. 120. 6. Assisting advisors. 2) Williams Associates. Not Investment-Related. 11821 Parklawn Dr Rockville, MD 20852. CPA Firm. Administrative. 03/2024. 30. 0. Scan, organize, and bookmark source documents sent in by clients for their tax returns. 3) Alex, Schutz, Insurance Agent. Investment-Related. At Registered Location. Insurance business. Life Insurance Producer. 02/2025. 2. 1. Sell Insurance. 4) Holy Child School. Not Investment Related. 9029 Bradley Blvd, Potomac, MD 20854. Varsity Soccer Coach. 8/18/2025. 5. Coaching 5) Personal Term Life Insurance Servicing Agent. Investment related. Home based. Fixed insurance. Servicing agent. Start date: 09/2025. 0 hrs/month. Policy Servicing Agent for my own Term Life Policy
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Menashe Schutz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2022 - Present
WMS ADVISORS, LLC
Office #1: 6135 Park South Drive Suite 510, Charlotte, NC 28210RIA
CRD#: 122224
Charlotte, NC
Current
January 2, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207Office #2: 6135 Park South Drive Suite 510, Charlotte, NC 28210BD
CRD#: 35747
ALBANY, NY
Past
April 1, 2021 - December 31, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Rockville, MD
Past
January 6, 2021 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
Bethesda, MD
Past
August 27, 2020 - December 31, 2024
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Maryland(1/30/2022)
RR
Maryland(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/27/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WMS ADVISORS, LLC
PASCHALL AND ASSOCIATES | WMS ADVISORS, LLC | WILLIAMS, DAVID ROBERT | WILLIAMS ASSOCIATES CPA'S | WILLIAMS ASSOCIATES
CRD#: 122224 / SEC#: 801-109946
RIA
Registered Investment Advisory firm - (2/7/2017 Approved)Florida
Registered Investment Advisory firm - (3/1/2017 Terminated)Maryland
Registered Investment Advisory firm - (3/10/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6135 Park South Drive Suite 510, Charlotte, NC 28210
Mailing Address
Phone number
(301) 294-7804
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 372 |
| AUM (Assets Under Management) | $ 221,375,131 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
