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FIRM PROFILE
Overview
PURSHE KAPLAN STERLING INVESTMENTS is located at 80 State Street, Albany, NY 12207 and was first established at Woodbridge, New York in 12/16/1993. After operating for 32 years, PURSHE KAPLAN STERLING INVESTMENTS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PURSHE KAPLAN STERLING INVESTMENTS’s clients are individuals and 0% of their clients are high net worth individuals. PURSHE KAPLAN STERLING INVESTMENTS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PURSHE KAPLAN STERLING INVESTMENTS are registered to handle securities or provide financial advice. The firm has 12 disclosures, 10 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PURSHE KAPLAN STERLING INVESTMENTS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PURSHE KAPLAN STERLING INVESTMENTS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PURSHE KAPLAN STERLING INVESTMENTS Comes From
Understanding the Statistics for PURSHE KAPLAN STERLING INVESTMENTS and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
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FIRM INFORMATION
80 State Street, Albany, NY 12207
80 State Street, Albany, NY 12207
Large
(518) 436-3536
New York since 12/16/1993
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at PURSHE KAPLAN STERLING INVESTMENTS
Patricia Gail Williams
Gerald Anthony Camera
John Francis Parisi SR
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