Dikla Yacov-chen
Professional Summary
Dikla Yacov-chen is a registered financial advisor currently at ALPHA TRADING L.P.. Dikla is registered as a RR (Registered Representative) and started their career in finance in 2020. Dikla has worked at 1 firm and has passed the Series 14 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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MALNIK WEALTH MANAGEMENT, LLC
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CROSSTREE CAPITAL SECURITIES, LLC
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Contact Information
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MALNIK WEALTH MANAGEMENT, LLC
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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MALNIK WEALTH MANAGEMENT, LLC
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Current Firm
ALPHA TRADING L.P.
Contact Information
Main Address
1 Yael Man St., Ramat Hasharon 473450Mailing Address
1 Yael Man St., Ramat Hasharon 473450Phone Number
(312) 515-8317Established
Delaware since 05/31/2017Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCOUT GROUP LLC | SOLE LIMITED PARTNER | — |
| CUTTICA, KEVIN M | CHIEF EXECUTIVE OFFICER | 3077234 |
| NATHANIEL, SHAI | DEPUTY CEO | 7093865 |
| SAMUELS, EYAL HILLEL | CHIEF OPERATION OFFICER | 7093748 |
| SCOUT EQUITIES GP L.P. | GP | — |
| WAGSTAFF, CONNER FRED | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1427591 |
| YACOV-CHEN, DIKLA | CHIEF COMPLIANCE OFFICER | 7219666 |
Disclosures
Regulatory Event
1Similar Advisors
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MALNIK WEALTH MANAGEMENT, LLC
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CROSSTREE CAPITAL SECURITIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dikla Yacov-chen's CRS (Customer Relationship Summary).
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