Jeremiah K. Nolen

NEXT PHASE ADVISORS | CEO & Founder

Cullman, AL 35055

CRD#: 5348075

Professional summary

Jeremiah Keith Nolen, who also goes by Jeremiah Nolen, is a registered financial advisor currently at NEXT PHASE ADVISORS located in Cullman, Alabama.

Jeremiah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeremiah has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Biography

As a National Social Security Advisor and graduate in Business Management from Athens State University, I bring over 20 years of experience in the Financial Services Industry to help clients plan for their retirement. Holding a National Social Security Advisor Certificate (NSSA), I am dedicated to providing comprehensive advice on Social Security benefits.

In my personal life, I have been happily married to my beautiful wife Jessica for 16 years, and we have four wonderful children named Maycie, Ryleigh, Hayes, and Hudsyn.

When I’m not helping clients plan for their financial future, I enjoy traveling and cheering on Auburn University football.

Question & Answer

What are your service offerings?

Financial Planning,

Investment Management,

Retirement Planning,

Individual Insurance (Life, He...

Do you have an area of expertise or specialization?

Customized Portfolios,

Investment Management,

Retirement Planning,

Risk Management and Insurance ...

Trust and Estate Planning,

Tax Planning and Preparation,

Estate Planning,

Cash Flow Analysis,

Budgeting

How do you get paid?

Commission,

% of AUM

Are you a "fiduciary"?

Yes

Aliases

Jeremiah Nolen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

a licensed insurance agent and owner of Nolen Financial Group

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Keith Nolen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 13, 2024 - Present

NEXT PHASE ADVISORS

Office #1: 1120 2nd Ave Sw, Cullman, AL 35055

RIA

CRD#: 331622

Cullman, AL

Past

August 18, 2022 - September 13, 2024

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Cullman, AL

Past

May 23, 2013 - December 22, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

July 8, 2009 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

TALLADEGA, AL

Past

July 8, 2009 - March 31, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

June 30, 2008 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CULLMAN, AL

Past

July 18, 2007 - May 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CULLMAN, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(9/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/17/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEXT PHASE ADVISORS

NEXT PHASE ADVISORS | NEXT PHASE ADVISORS LLC

CRD#: 331622 / SEC#:

Alabama

Registered Investment Advisory firm - (9/13/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1120 2nd Ave Sw, Cullman, AL 35055

Mailing Address

1236 Cullman Shopping Center Nw Ste 130, Cullman, AL 35055

Phone number

(256) 841-7727

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 31,512,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Ryan Perry

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Hazan Akgun

J.P. MORGAN SECURITIES LLC

Clifton, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremiah K. Nolen

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremiah Keith Nolen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

CETERA INVESTMENT SERVICES LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2022

Series 63

Date: 7/19/2007

SIE

Date: 12/22/2016

Series 6

Date: 7/17/2007

Current Firm

NEXT PHASE ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEXT PHASE ADVISORS

TRUST BUT VERIFY

Contact information

Similar Advisors