Leon F. Malnik

MALNIK WEALTH MANAGEMENT

Clarksville, MD

CRD#: 2311383

Professional summary

Leon Frank Malnik is a registered financial advisor currently at MALNIK WEALTH MANAGEMENT, LLC located in Clarksville, Maryland.

Leon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Leon has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Malnik Wealth Management. Investment related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - RIA. Position - Chief Compliance Officer, Managing Member, Advisor. Start 03/2021. 160 hours per month, 160 hours during trading. Duties - Marketing, Client Relationship, Portfolio Management. 2) Fixed Insurance. Investment Related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 05/2021. 10 hours per month, 0 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 3) PKS Financial. Investment Related. Located at 80 State Street, Albany, NY 12207 . Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 05/2021. 10 hours per month, 0 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 4) Malnik Financial Management. Not Investment Related. Located at 12125 Sudbury Ct., Clarksville, MD 21029. Nature - Insurance. Position - Agent and owner. Start 01/2001. 3 hours per month, 0 hours during trading hours. Duties - sell Insurance. 5) Leon Malnic LLC. Not investment related. Located at 18767 Coastal Highway, Rehoboth Beach, DE 19971. Nature - Rental property. Start 1/2019. 2 hours per month, o during trading hours.Duties - Property management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Frank Malnik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2021 - Present

MALNIK WEALTH MANAGEMENT, LLC

RIA

CRD#: 311814

Clarksville, MD

Past

May 25, 2021 - July 18, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Clarksville, MD

Past

January 27, 2018 - May 6, 2021

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

Clarksville, MD

Past

February 2, 2012 - December 31, 2017

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

SAN DIEGO, CA

Past

January 26, 2012 - May 12, 2021

FSC SECURITIES CORPORATION

CRD#: 7461

CLARKSVILLE, MD

Past

April 26, 2006 - February 3, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

CLARKSVILLE, MD

Past

December 13, 2004 - February 3, 2012

LPL FINANCIAL LLC

CRD#: 6413

CLARKSVILLE, MD

Past

October 10, 2003 - October 21, 2003

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

May 23, 2003 - December 31, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 7, 1993 - May 20, 2003

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

March 1, 1993 - May 10, 1993

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/19/2021)

IAR

Texas
(1/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MALNIK WEALTH MANAGEMENT, LLC

MALNIK WEALTH MANAGEMENT, LLC | RETIREMENT GROUP LLC

CRD#: 311814 / SEC#:

Maryland

Registered Investment Advisory firm - (1/26/2021 Approved)

Texas

Registered Investment Advisory firm - (1/14/2022 Approved)

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Contact information

Main Address

Clarksville, MD

Mailing Address

Phone number

(646) 395-3900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 79,104,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Leon F. Malnik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leon Frank Malnik's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

THE RETIREMENT GROUP, LLC

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WOODBURY FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2006

Series 63

Date: 3/9/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/26/2005

Series 6

Date: 2/23/1993

Current Firm

MALNIK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MALNIK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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