Martin H. Zalin
Professional summary
Martin Harris Zalin is a registered financial professional currently at SAXONY SECURITIES, INC. located in West Hempstead, New York.
Martin is registered as a RR (Registered Representative) and started their career in finance in 1980. Martin has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Martin Harris Zalin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2010 - Present
SAXONY SECURITIES, INC.
Office #1: 300 Hempstead Turnpike Ste 100, West Hempstead, NY 11552June 18, 2007 - December 1, 2009
OPPENHEIMER & CO. INC.
August 27, 2002 - July 13, 2007
RYAN BECK & CO.
November 28, 2000 - September 3, 2002
FIRST ALLIED SECURITIES, INC.
November 13, 1990 - December 5, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 16, 1988 - December 7, 1990
LEHMAN BROTHERS INC.
February 9, 1982 - February 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1980 - January 21, 1982
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2016)
(1/8/2010)
(2/22/2010)
Exams
Series 1
Date: 8/31/1979
Registered Representative ExaminationFINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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