James Aaron Cosman
Professional Summary
James Aaron Cosman, who also goes by James A. Cosman, is a registered financial advisor currently at ALPINE SECURITIES CORPORATION located in Salt Lake City, Utah. James is registered as a RR (Registered Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the Series 27 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James A. Cosman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
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Current Firm
ALPINE SECURITIES CORPORATION
Contact Information
Main Address
39 Exchange Place, Salt Lake City, UT 84111Mailing Address
39 Exchange Place, Salt Lake City, UT 84111Phone Number
(801) 320-1334Established
Utah since 01/11/1984Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
45Civil Event
2Arbitration
1Similar Advisors
OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
SIMPLE FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view James Aaron Cosman's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
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