Robert Michael Fox
Professional Summary
Robert Michael Fox, who also goes by Mike Fox, R Michael Fox, is a registered financial advisor currently at ALPINE SECURITIES CORPORATION located in Salt Lake City, Utah. Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 31, Series 14 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Fox, R Michael Fox
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ALPINE SECURITIES CORPORATION
Contact Information
Main Address
39 Exchange Place, Salt Lake City, UT 84111Mailing Address
39 Exchange Place, Salt Lake City, UT 84111Phone Number
(801) 320-1334Established
Utah since 01/11/1984Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
45Civil Event
2Arbitration
1Similar Advisors
OSAIC WEALTH, INC.
NET WORTH ADVISORY GROUP, LLC
SIMPLE FINANCIAL, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/6/2021)
(8/11/2021)
(7/29/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Michael Fox's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
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