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JH

John Joseph Hurry

SCOTTSDALE CAPITAL ADVISORS
SCOTTSDALE, AZ
·CRD# 2146449·35 years experience

Professional Summary

John Joseph Hurry, who also goes by John Joseph Hurry Sr, is a registered financial advisor currently at SCOTTSDALE CAPITAL ADVISORS CORP located in Scottsdale, Arizona. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Joseph Hurry Sr

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
RIA
BD
1. 7170 E. Mc Donald Dr. Suite 6, Scottsdale, AZ 852532. 7170 E. Mcdonald Rd #6, Scottsdale, AZ 852533. 7170 E. Mcdonald Rd #6, Scottsdale, AZ 85253
December 22, 2014 - Present
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
RIA
BD
1. 7170 E. Mcdonald Rd. Suite 6, Scottsdale Az, AZ 852532. 7170 E. Mc Donald Dr. Suite 6, Scottsdale, AZ 852533. 7170 E. Mcdonald Rd #6, Scottsdale, AZ 85253
October 23, 2014 - Present
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
1. 7170 E. Mcdonald Dr., Suite 6, Scottsdale, AZ 852532. 39 Exchange Place, Salt Lake City, UT 84111
January 25, 2024 - Present
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
Salt Lake City, UT
October 29, 2014 - June 28, 2017
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
RIA
Scottsdale, AZ
October 24, 2014 - October 30, 2014
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
RIA
Zephyr Cove, NV
March 14, 2003 - December 31, 2012
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
BD
Zephyr Cove, NV
May 22, 2002 - December 31, 2012
SCOTTSDALE CAPITAL ADVISORS CORP·CRD# 118786
RIA
Zephyr Cove, NV
April 29, 2002 - December 31, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
December 5, 2000 - May 29, 2002
MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
June 9, 1997 - December 4, 2000
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
February 18, 1997 - June 25, 1997
EDWARD JONES·CRD# 250
BD
St. Louis, MO
December 11, 1993 - January 1, 1997
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
September 20, 1993 - November 11, 1993
WADDELL & REED·CRD# 866
BD
Overland Park, KS
September 9, 1991 - March 26, 1992

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Current Firm

SC
SCOTTSDALE CAPITAL ADVISORS CORP

SCOTTSDALE CAPITAL ADVISORS | SCOTTSDALE CAPITAL ADVISROS CORP | SCOTTSDALE CAPITAL ADVISORS CORPORATION | SCOTTSDALE CAPITAL ADVISORS CORP

CRD#: 118786 / SEC#: 801-60965, 8-53685
RIA
Registered Investment Advisory firm - SEC (12/5/2002 Terminated)
Alabama
Registered Investment Advisory firm - SEC (12/16/2002 Terminated)
Arizona
Registered Investment Advisory firm - SEC (3/14/2003 Approved)
California
Registered Investment Advisory firm - SEC (4/6/2015 Approved)
Colorado
Registered Investment Advisory firm - SEC (8/29/2014 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (10/15/2014 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (1/3/2003 Terminated)
Minnesota
Registered Investment Advisory firm - SEC (6/12/2002 Cancelled)
Nevada
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/3/2002 Terminated)
West Virginia
Registered Investment Advisory firm - SEC (12/6/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7170 E. Mcdonald Rd. Suite 6, Scottsdale, AZ 85253

Mailing Address

7170 E. Mcdonald Rd. Suite 6, Scottsdale Az, AZ 85253

Phone Number

(480) 603-4900

Established

Arizona since 06/30/2001

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

# of Employees

3

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SCOTTSDALE CAPITAL ADVIORS HOLDINGS LLCSOLE SHAREHOLDER—
HURRY, JUSTINEFINOP2765969
HURRY, JUSTINECEO2765969
HURRY, JUSTINECCO2765969
HURRY, JUSTINECHIEF OPERATION OFFICER2765969
HURRY, JUSTINESOLE DIRECTOR2765969
0

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(# FOLLOWED BY:NAME|INVEST RELATED|LOCATION|BUS NATURE|POSITION/TITLE|START DATE|HRS MONTH|HRS TRADE DAY|DUTIES)
(1) HURRY FOUNDATION|NO|STATELINE, NV|PRIVATE FOUNDATION TAX EXEMPT|PRESIDENT|2013|<1|<1|PRESIDENT
(2) INVESTMENT SERVICES HOLDING CORP|NO|SCOTTSDALE, AZ|SERVICE CO FOR OTHER BUSINESSES|EMPLOYEE|2011|<1|<1|ADVISOR
(3) NEWMGT LLC|NO|STATELINE,NV|LLC MANAGER|ADVISOR|2012|<1|<1|ADVISOR |2014|<1|<1|DIRECTOR
(5) LIQUOR CHEAPER LLC|NO|NEWPORT BEACH, CA|RETAIL|MANAGER|2023|<1|<1|MANAGER|1 Hour per month
(6) SCA CLEARING LLC (NV)|NO|STATELINE, NV|HOLDING CO.|MANAGER|2011|<1|<1|MANAGER
(7) SCA CLEARING LLC (AZ)|NO|STATELINE, NV|HOLDING CO.|MANAGER|2011|<1|<1|MANAGER
(8) SCOTTSDALE CAPITAL ADVISORS HOLDINGS, LLC|NO|SCOTTSDALE, AZ|HOLDING CO|MANAGER|2021|<1|<1|MANAGER, Newmanager Inc, Investment Services Corp

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/8/2024)
RR
Alaska
(2/20/2024)
IAR
Arizona
(12/22/2014)
RR
Arizona
(12/10/2018)
RR
Arkansas
(1/11/2024)
IAR
California
(4/6/2015)
RR
California
(8/17/2018)
RR
Colorado
(6/14/2024)
RR
Connecticut
(2/26/2024)
RR
Delaware
(3/12/2024)
RR
District of Columbia
(2/7/2024)
RR
Florida
(3/8/2024)
RR
Georgia
(12/15/2023)
RR
Hawaii
(5/10/2024)
RR
Idaho
(12/20/2023)
RR
Illinois
(6/10/2024)
RR
Indiana
(3/19/2024)
RR
Iowa
(12/18/2023)
RR
Kansas
(2/8/2024)
RR
Kentucky
(2/9/2024)
RR
Louisiana
(2/7/2024)
RR
Maine
(2/7/2024)
RR
Maryland
(2/12/2024)
RR
Massachusetts
(2/24/2024)
RR
Michigan
(2/6/2024)
RR
Minnesota
(2/9/2024)
RR
Mississippi
(2/28/2024)
RR
Missouri
(1/31/2024)
RR
Montana
(2/8/2024)
RR
Nebraska
(2/1/2024)
RR
Nevada
(2/6/2024)
RR
New Hampshire
(1/29/2024)
RR
New Jersey
(3/6/2024)
RR
New Mexico
(12/1/2023)
RR
New York
(2/12/2024)
RR
North Carolina
(3/26/2024)
RR
North Dakota
(2/8/2024)
RR
Ohio
(2/28/2024)
RR
Oklahoma
(2/14/2024)
RR
Oregon
(12/15/2023)
RR
Pennsylvania
(4/15/2024)
RR
Puerto Rico
(2/9/2024)
RR
Rhode Island
(12/21/2023)
RR
South Carolina
(4/11/2024)
RR
South Dakota
(4/8/2024)
RR
Tennessee
(4/9/2024)
RR
Texas
(2/2/2024)
RR
Utah
(1/12/2024)
RR
Vermont
(12/7/2023)
RR
Virgin Islands
(1/25/2024)
RR
Virginia
(3/26/2024)
RR
Washington
(6/20/2024)
RR
West Virginia
(2/13/2024)
RR
Wisconsin
(2/8/2024)
RR
Wyoming
(2/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1991About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2002

Series 7 — General Securities Representative Examination

Passed Jul 1991About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2002About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jun 1999About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Hurry's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Joseph Hurry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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