Christopher M. Ward
Professional summary
Christopher Michael Ward, who also goes by Chris M Ward, Chris Ward, Christopher M Ward, is a registered financial professional currently at ALIGHT FINANCIAL SOLUTIONS, LLC located in Charlotte, North Carolina.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2023. Christopher has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2024 - Present
ALIGHT FINANCIAL SOLUTIONS, LLC
Office #1: 9335 Harris Corners Parkway Ste 150, Charlotte, NC 28269October 25, 2023 - February 16, 2024
ALTRUIST FINANCIAL LLC
July 31, 2023 - September 15, 2023
NEXT FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2024)
(8/22/2024)
Exams
Series 7TO
Date: 7/31/2023
General Securities Representative ExaminationFINRA
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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