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CRD#: 36509
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALIGHT FINANCIAL SOLUTIONS, LLC is located at 320 South Canal Street 50th Floor, Chicago, IL 60606 and was first established at Chicago, Illinois in 04/08/1994. After operating for 32 years, ALIGHT FINANCIAL SOLUTIONS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALIGHT FINANCIAL SOLUTIONS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ALIGHT FINANCIAL SOLUTIONS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALIGHT FINANCIAL SOLUTIONS, LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 2 being regulatory events, 0 being client events, and 2 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALIGHT FINANCIAL SOLUTIONS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALIGHT FINANCIAL SOLUTIONS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALIGHT FINANCIAL SOLUTIONS, LLC Comes From

Understanding the Statistics for ALIGHT FINANCIAL SOLUTIONS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2
Arbitration
2

FIRM INFORMATION

Main Address
320 South Canal Street 50th Floor, Chicago, IL 60606
Mailing Address
9335 Harris Corners Parkway Suite 150, Charlotte, NC 28269
Firm Size
Small
Phone Number
(224) 737-7000
Established
Illinois since 04/08/1994
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALIGHT SOLUTIONS, LLCOWNER
CHOTKOWSKI, MATTHEW ADAMCHIEF COMPLIANCE OFFICER5233117
FRITZ, JEREMY JASONDIRECTOR OF BROKERAGE AND PERSONAL FINANCE SERVICES/COO3261871
KEITH, DOUGLAS SCOTTCHIEF FINANCIAL OFFICER5190086

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Advisor's working at ALIGHT FINANCIAL SOLUTIONS, LLC

SO

Sally Jo Osborne

Sally Jo Graff, Sally Jo Graff-Osborne, Sally Jo Osborne, Sally Osborne
IAR
RR
CRD#: 1495700
Location:
Glenview, IL
Company:
ALIGHT FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
38 years
View Profile
FS

Francis John Bradley Sams

Brad Sams
IAR
RR
CRD#: 1485847
CFP®: Certified Financial Planner
Location:
Sarasota, FL
Company:
ALIGHT FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
39 years
View Profile
MK

Michael E Keady

Michael Edward Keady
IAR
RR
CRD#: 1668790
Location:
Needham, MA
Company:
ALIGHT FINANCIAL ADVISORS, LLC
Disclosures:
Experience:
14 years
View Profile
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