Lei Chen
Professional summary
Lei Chen is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.
Lei is registered as a RR (Registered Representative) and started their career in finance in 2020. Lei has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lei Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2021 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005May 18, 2020 - June 22, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/7/2021)
Exams
Series 7TO
Date: 5/18/2020
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
SOGOTRADE, INC.
CRD#: 17912 / SEC#: , 8-35930
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
SOGOTRADE, INC.
CRD#: 17912Chesterfield, MO 63005TRUST BUT VERIFY
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