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Sarah Blessing Lowrey

VANGUARD MARKETING
CHARLOTTE, NC
·CRD# 7165138·7 years experience

Professional Summary

Sarah Blessing Lowrey, who also goes by Sarah Blessing, Sarah Elizabeth Blessing, is a registered financial advisor currently at VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2021. Sarah has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sarah Blessing, Sarah Elizabeth Blessing

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

VANGUARD MARKETING CORPORATION·CRD# 7452
BD
1030 Admiral Nelson Ct, Charlotte, NC 28262
November 6, 2019 - Present
VANGUARD ADVISERS, INC.·CRD# 106715
RIA
Charlotte, NC
July 28, 2021 - December 31, 2024

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Current Firm

VM
VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: 8-21570
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone Number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE VANGUARD GROUP, INC.PARENT COMPANY—
BENDL, JOHN WESLEYDIRECTOR, SENIOR VICE PRESIDENT6931980
BOATENG, AMMA ACHEAMPOMAADIRECTOR, SENIOR VICE PRESIDENT4677078
BRESTOWSKI, AMBER LYNNDIRECTOR, VICE PRESIDENT5389204
COSBY, MARY CAROLINEDIRECTOR, VICE PRESIDENT7114773
KADJESKI, ANDREW MICHAELPRESIDENT, DIRECTOR, CEO4708335
PANTALONE, SALVATORE L JRPRINCIPAL FINANCIAL OFFICER2887373
PETTY, DAVIDVICE PRESIDENT5684895
ROTENBERG, JOANNA MICHELLEDIRECTOR, SENIOR VICE PRESIDENT7559067
SCHADL, JOHN EDWARDDIRECTOR, VICE PRESIDENT, GENERAL COUNSEL6931790
STEWART, MARC CHRISTOPHERCHIEF COMPLIANCE OFFICER2688699
TRETTER, MATTHEW ANTHONYPRINCIPAL OPERATIONS OFFICER5956530
VALENTE, LAUREN MARIEDIRECTOR, SENIOR VICE PRESIDENT6119944

Disclosures

Regulatory Event

52

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355 NAME OF BUSINESS: Self-employed NON-INVESTMENT RELATED ADDRESS (city/state): Fort Mill, SC NATURE OF BUSINESS: Photography POSITION: Photographer START DATE: 02/2023 APPROX. HOURS/MONTH: 30 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Taking photos

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(11/6/2019)
RR
South Carolina
(1/3/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2021About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sarah Blessing Lowrey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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