Luis Daniel Goberna
Professional Summary
Luis Daniel Goberna, who also goes by Luis Goberna, is a registered financial advisor currently at AXIS CAPITAL USA, LLC located in New York, New York and REPUBLIC PARTNERS, LLC located in Chicago, Illinois. Luis is registered as a RR (Registered Representative) and started their career in finance in 2019. Luis has worked at 11 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Luis Goberna
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
LGA CAPITAL | LGA CAPITAL CRE, LLC
Contact Information
Main Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852Mailing Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852Phone Number
(301) 691-5009Established
Maryland since 10/30/2015Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/6/2026)
(2/26/2026)
(5/11/2026)
(2/26/2026)
(5/11/2026)
(2/26/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Aug 2019About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Luis Daniel Goberna's CRS (Customer Relationship Summary).
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