Jason Philip Gerstein
Professional Summary
Jason Philip Gerstein is a registered financial advisor currently at LGA CAPITAL located in Rockville, Maryland. Jason is registered as a RR (Registered Representative) and started their career in finance in 2016. Jason has worked at 1 firm and has passed the Series 66, Series 63, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
LGA CAPITAL | LGA CAPITAL CRE, LLC
Contact Information
Main Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852Mailing Address
6110 Executive Boulevard Suite 1050, Rockville, MD 20852Phone Number
(301) 691-5009Established
Maryland since 10/30/2015Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/21/2016)
(7/20/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2016About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jason Philip Gerstein's CRS (Customer Relationship Summary).
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