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Granville Angeny Ungerleider

WHITEMARSH CAPITAL ADVISORS
MARLTON, NJ
·CRD# 451700·22 years experience

Professional Summary

Granville Angeny Ungerleider is a registered financial advisor currently at WHITEMARSH CAPITAL ADVISORS located in Marlton, New Jersey and FE CAPITAL MARKETS located in New York, New York. Granville is registered as a RR (Registered Representative) and started their career in finance in 2004. Granville has worked at 4 firms and has passed the Series 63, Series 82TO, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

WHITEMARSH CAPITAL ADVISORS·CRD# 127373
BD
Marlton, NJ
November 19, 2007 - Present
FE CAPITAL MARKETS·CRD# 314943
BD
1. 101 Greenwich Street, Suite 506, New York, NY 100062. 85 Broad Street Suite 17-057, New York, NY 10004
August 5, 2025 - Present
MID-MARKET SECURITIES, LLC·CRD# 126750
BD
Marlton, NJ
August 18, 2005 - November 6, 2007
CORECAP INVESTMENTS, LLC·CRD# 37068
BD
Southfield, MI
June 23, 2004 - December 21, 2005

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Current Firm

FC
FE CAPITAL MARKETS

FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC

CRD#: 314943 / SEC#: 8-70796
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

85 Broad Street Suite 17-057, New York, NY 10004

Mailing Address

85 Broad Street Suite 17-057, New York, NY 10004

Phone Number

(800) 403-9067

Established

Delaware since 06/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

February

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FE INTERNATIONAL, INC.DIRECT OWNER—
MATTIOLI, DIANNE PALUMBOCHIEF COMPLIANCE OFFICER714971
NELSON, KENNETH ALLENFINOP4329175
UNGERLEIDER, GRANVILLE ANGENYGENERAL SECURITIES PRINCIPAL451700

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(8/5/2025)
RR
New Jersey
(1/21/2011)
RR
New York
(5/23/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2011About the Series 63 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Aug 2025About the Series 82TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Aug 2025About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2005About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 2004About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Granville Angeny Ungerleider's CRS (Customer Relationship Summary).

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