Stephen M. Wierzbicki
Professional summary
Stephen Michael Wierzbicki Mr., who also goes by Stephen Michael Wierzbicki, is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2019. Stephen has worked at 1 firm and has passed the Series 63, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Michael Wierzbicki Mr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2019 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: 100 N. Tryon Street Suite 3800, Charlotte, NC 28202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2020)
(1/19/2021)
(9/22/2022)
(6/19/2024)
(9/27/2019)
(9/22/2023)
(2/20/2020)
(6/19/2024)
(4/6/2022)
(3/30/2021)
(10/26/2020)
(8/18/2020)
(1/19/2021)
(4/5/2022)
Exams
Series 79TO
Date: 7/22/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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