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CRD#: 152514
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ERNST & YOUNG CAPITAL ADVISORS, LLC is located at One Manhattan West, New York, NY 10001 and was first established at New York, Delaware in 11/06/2009. After operating for 16 years, ERNST & YOUNG CAPITAL ADVISORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ERNST & YOUNG CAPITAL ADVISORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ERNST & YOUNG CAPITAL ADVISORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ERNST & YOUNG CAPITAL ADVISORS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ERNST & YOUNG CAPITAL ADVISORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ERNST & YOUNG CAPITAL ADVISORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ERNST & YOUNG CAPITAL ADVISORS, LLC Comes From

Understanding the Statistics for ERNST & YOUNG CAPITAL ADVISORS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
One Manhattan West, New York, NY 10001
Mailing Address
One Manhattan West, New York, NY 10001
Firm Size
Small
Phone Number
(212) 773-3000
Established
Delaware since 11/06/2009
Firm Type
Limited Liability Company
Fiscal year end
June
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EYCA HOLDINGS LLCDIRECT OWNER
ARNOLIE, JENNIFER PICKARDDIRECTOR7072219
COSTA, SERGIOCHIEF COMPLIANCE OFFICER5746445
JOHNSON, PUTRA LFINOP/OFFICER5025564
WOODBY, JOHN PATRICKPRESIDENT, CEO & CONTROL PERSON2526475

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Advisor's working at ERNST & YOUNG CAPITAL ADVISORS, LLC

JS

Jack Leonard Schleicher

RR
CRD#: 7406273
Location:
Charlotte, NC 28202
Company:
ERNST & YOUNG CAPITAL ADVISORS, LLC
Disclosures:
Experience:
4 years
View Profile
CH

Cole David Horan

RR
CRD#: 7960966
Location:
New York, NY 10001
Company:
ERNST & YOUNG CAPITAL ADVISORS, LLC
Disclosures:
Experience:
1 year
View Profile
JE

John Alan Emery

John Amir Emery
RR
CRD#: 1988667
Location:
Boston, MA 02116
Company:
ERNST & YOUNG CAPITAL ADVISORS, LLC
Disclosures:
Experience:
24 years
View Profile
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