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Laura Olney

Laura Olney

APW CAPITAL
Charlotte, NC 28209
Some features on this profile are disabled
CRD#: 7141221
Laura Olney

Professional summary

Laura Olney, CFP®, who also goes by Laura M Olney, Laura Marie Olney, Laura Olney, is a registered financial professional currently at APW CAPITAL, INC. located in Charlotte, North Carolina.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2019. Laura has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura M Olney | Laura Marie Olney | Laura Olney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Olney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

November 4, 2025 - Present

APW CAPITAL, INC.

Office #1: 1515 Mockingbird Lane, Suite 880, Charlotte, NC 28209
BD
CRD#: 43814
Charlotte, NC
Past

September 1, 2023 - October 8, 2025

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Huntersville, NC
Past

August 14, 2023 - October 8, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Huntersville, NC
Past

December 14, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Huntersville, NC
Past

December 14, 2021 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Huntersville, NC
Past

December 14, 2021 - September 1, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
Huntersville, NC
Past

December 9, 2019 - December 14, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Winston-Salem, NC
Past

November 8, 2019 - December 14, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Winston-Salem, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(11/4/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/9/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/16/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APW CAPITAL, INC.

CRD#: 43814Charlotte, NC 28209

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