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Find, Compare and Monitor Financial Advisors at APW CAPITAL, INC.

CRD#: 43814
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

APW CAPITAL, INC. is located at 100 Enterprise Drive, Suite 504, Rockaway, NJ 07866 and was first established at Woodbridge, New Jersey in 07/03/1997. After operating for 28 years, APW CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of APW CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. APW CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at APW CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 3 disclosures, 2 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access APW CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at APW CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for APW CAPITAL, INC. Comes From

Understanding the Statistics for APW CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2
Arbitration
1

FIRM INFORMATION

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Firm Size
Small
Phone Number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

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Advisor's working at APW CAPITAL, INC.

Stephen Albert Brophy

Stephen Albert Brophy

IAR
RR
CRD#: 1490789
CFP®: Certified Financial Planner
Location:
Bedford, NH 03110
Company:
BROPHY WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
39 years
View Profile
Barbara Benner Hudock

Barbara Benner Hudock

Barbara Louise Benner, Barbara Benner (maiden) Hudock
IAR
RR
CRD#: 1023038
CIMA®: Certified Investment Management Analyst
Location:
Williamsport, PA 17701
Company:
HUDOCK CAPITAL GROUP
Disclosures:
Experience:
44 years
View Profile
JG

Jerry Van Grantham

IAR
RR
CRD#: 1056637
Location:
Madison, MS 39110
Company:
SOUND FINANCIAL STRATEGIES GROUP, LLC
Disclosures:
Experience:
43 years
View Profile
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