Joseph C. Porter
Professional summary
Joseph Cole Porter is a registered financial professional currently at RIDGEBACK SECURITIES, LTD located in Charlotte, North Carolina.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2019. Joseph has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Cole Porter's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 18, 2025 - Present
RIDGEBACK SECURITIES, LTD
Office #1: 222 South Church Street, Suite 407, Charlotte, NC 28202August 7, 2019 - June 27, 2023
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2025)
(6/18/2025)
Exams
Series 6TO
Date: 7/17/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
RIDGEBACK SECURITIES, LTD
CRD#: 120448 / SEC#: , 8-65298
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE RIDGEBACK GROUP, LLC | LIMITED PARTNER | |
| CAPITAL FINANCIAL GROUP, INC. | LIMITED PARTNER | |
| BRISTOW, BRIAN BRUCE | CHIEF OPERATING OFFICER | 3151921 |
| CONNOLLY, BRENDAN MACKEY | CHIEF COMPLIANCE OFFICER | 4352883 |
| MCSALGP, LLC | GENERAL PARTNER | |
| VANPELT, WILLIAM HENRY IV | PRESIDENT, FINOP, MANAGER, SECRETARY, TREASURER | 1716622 |
Red Flags
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