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FIRM PROFILE
Overview
RIDGEBACK SECURITIES, LTD is located at 1218 Webster Street, Houston, TX 77002-8841 and was first established at Dallas, Texas in 04/01/2002. After operating for 24 years, RIDGEBACK SECURITIES, LTD has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RIDGEBACK SECURITIES, LTD’s clients are individuals and 0% of their clients are high net worth individuals. RIDGEBACK SECURITIES, LTD has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RIDGEBACK SECURITIES, LTD are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RIDGEBACK SECURITIES, LTD‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RIDGEBACK SECURITIES, LTD. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for RIDGEBACK SECURITIES, LTD Comes From
Understanding the Statistics for RIDGEBACK SECURITIES, LTD and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
1218 Webster Street, Houston, TX 77002-8841
1218 Webster Street, Houston, TX 77002-8841
Small
(713) 289-6200
Texas since 04/01/2002
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THE RIDGEBACK GROUP, LLC | LIMITED PARTNER | ||
| CAPITAL FINANCIAL GROUP, INC. | LIMITED PARTNER | ||
| BRISTOW, BRIAN BRUCE | CHIEF OPERATING OFFICER | 3151921 | |
| CONNOLLY, BRENDAN MACKEY | CHIEF COMPLIANCE OFFICER | 4352883 | |
| MCSALGP, LLC | GENERAL PARTNER | ||
| VANPELT, WILLIAM HENRY IV | PRESIDENT, FINOP, MANAGER, SECRETARY, TREASURER | 1716622 |
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Advisor's working at RIDGEBACK SECURITIES, LTD
Alfred John Knapp
Cody Wayne Hunter
Andrew Abbott Sprague
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