Joseph J. Schmitt
Professional summary
Joseph John Schmitt, who also goes by Joe Schmitt, is a registered financial professional currently at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located in Durham, North Carolina and JOHNSTONE BROKERAGE SERVICES, LLC located in Louisville, Kentucky.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Schmitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2022 - Present
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Office #1: 240 Leigh Farm Rd Ste 400, Durham, NC 27707October 24, 2025 - Present
JOHNSTONE BROKERAGE SERVICES, LLC
Office #1: 1906 Stanley Gault Pkwy, Louisville, KY 40223Office #2: 1906 Stanley Gault Parkway, Louisville, KY 40223State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/26/2022)
(4/26/2022)
(10/24/2025)
(8/2/2022)
(10/16/2023)
(3/28/2022)
Exams
Series 6TO
Date: 2/26/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
JOHNSTONE BROKERAGE SERVICES, LLC
CRD#: 301394 / SEC#: , 8-70335
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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Company Information
JOHNSTONE BROKERAGE SERVICES, LLC
CRD#: 301394Durham, NC 27707TRUST BUT VERIFY
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