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CRD#: 301394
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

JOHNSTONE BROKERAGE SERVICES, LLC is located at 1906 Stanley Gault Parkway, Louisville, KY 40223 and was first established at Chicago, Texas in 12/31/2020. After operating for 5 years, JOHNSTONE BROKERAGE SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of JOHNSTONE BROKERAGE SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. JOHNSTONE BROKERAGE SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at JOHNSTONE BROKERAGE SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access JOHNSTONE BROKERAGE SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at JOHNSTONE BROKERAGE SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for JOHNSTONE BROKERAGE SERVICES, LLC Comes From

Understanding the Statistics for JOHNSTONE BROKERAGE SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1906 Stanley Gault Parkway, Louisville, KY 40223
Mailing Address
117 San Augustine Street, Center, TX 75935
Firm Size
Small
Phone Number
(936) 340-2929
Established
Texas since 12/31/2020
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DPL FINANCIAL PARTNERS, LLCPARENT COMPANY
ARCH PORTFOLIO TRUST, LLCMEMBER.
NAVEED, HASNAINFINOP7004810
PULLIAM, MICHELLE CARROLLCHIEF COMPLIANCE OFFICER4013218
SMITH, ROY THOMASMANAGING PRINCIPAL2542940

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Advisor's working at JOHNSTONE BROKERAGE SERVICES, LLC

MC

Michael Taylor Carmody

Michael Taylor Carmody Mr., Michael Carmody, Michael T Carmody, Mike Carmody
RR
CRD#: 6028598
Location:
Louisville, KY 40223
Company:
JOHNSTONE BROKERAGE SERVICES, LLC
Disclosures:
Experience:
13 years
View Profile
DF

Duane Edward Flynn

Duane Edward Flynn
RR
CRD#: 4188179
Location:
Louisville, KY 40223
Company:
JOHNSTONE BROKERAGE SERVICES, LLC
Disclosures:
Experience:
25 years
View Profile
HN

Hasnain Nmn Naveed

Muhammad H Butt, Hasnain Naveed
RR
CRD#: 7004810
Location:
New York, NY 10005
Company:
J.H. DARBIE & CO., INC.
Disclosures:
Experience:
7 years
View Profile
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