Carolyn Kay Digman
Professional Summary
Carolyn Kay Digman, who also goes by Carolyn Kay Zuehlke, is a registered financial advisor currently at WEA INVESTMENT SERVICES, INC. located in Madison, Wisconsin. Carolyn is registered as a RR (Registered Representative) and started their career in finance in 2019. Carolyn has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carolyn Kay Zuehlke
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
7 years in the financial services industry
Current & Past Employments
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Current Firm
WEA INVESTMENT SERVICES, INC.
Contact Information
Main Address
660 John Nolen Drive, Madison, WI 53713-3959Mailing Address
Po Box 7893, Madison, WI 53707Phone Number
(800) 279-4030Established
Wisconsin since 04/10/2003Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEA MEMBER BENEFIT TRUST | SHAREHOLDER | — |
| BENDER, BOYD GRISWOLD | PRESIDENT | 3082505 |
| BENDER, BOYD GRISWOLD | CCO | 3082505 |
| DIGMAN, CAROLYN KAY | FINOP | 7125836 |
| LOR, MAIWA | TRUSTEE/DIRECTOR | 7786308 |
| MAHONEY, KATHLEEN TRUDEAU | TRUSTEE/DIRECTOR | 8120398 |
| MARTINEZ, JESSE ANDREW | TRUSTEE/DIRECTOR | 7977660 |
| OLSEN-WIRTZ, PEGGY LYNN | TRUSTEE/DIRECTOR | 7641439 |
| UGORETZ, NATHAN LAKE | TRUSTEE/DIRECTOR | 7641425 |
| VANG, ABIE ZONG | TRUSTEE/DIRECTOR | 8298598 |
| WILCOX, THOMAS JON JR | TRUSTEE/DIRECTOR | 7977638 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/16/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2019About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Carolyn Kay Digman's CRS (Customer Relationship Summary).
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