Nicholas A. Velardo
Professional summary
Nicholas Alexander Velardo, who also goes by Nick Velardo, is a registered financial professional currently at ERNST & YOUNG CAPITAL ADVISORS, LLC located in Charlotte, North Carolina.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2019. Nicholas has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 79TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Alexander Velardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2024 - Present
ERNST & YOUNG CAPITAL ADVISORS, LLC
Office #1: 100 N. Tryon Street Suite 3800, Charlotte, NC 28202April 20, 2021 - January 26, 2023
TRUIST SECURITIES, INC.
July 9, 2019 - April 21, 2021
ERNST & YOUNG CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2024)
(1/9/2025)
(6/24/2024)
(8/13/2025)
(3/15/2024)
(1/23/2024)
(8/11/2025)
(6/24/2024)
Exams
Series 7TO
Date: 5/17/2021
General Securities Representative ExaminationSeries 79TO
Date: 4/22/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ERNST & YOUNG CAPITAL ADVISORS, LLC
CRD#: 152514 / SEC#: , 8-68461
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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