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Christopher Anthony Gioffre

CHATSWORTH SECURITIES
GREENWICH, CT
·CRD# 7081701·8 years experience

Professional Summary

Christopher Anthony Gioffre is a registered financial advisor currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut and VALIDATE CAPITAL MARKETS, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

Current

CHATSWORTH SECURITIES LLCCurrent·CRD# 40804
BD
95 East Putnam Avenue, Greenwich, CT 06830
March 11, 2019 - Present
VALIDATE CAPITAL MARKETS, LLCCurrent·CRD# 133371
BD
505 Park Avenue 14th Floor, New York, NY, 10022
September 25, 2026 - Present

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Current Firm

VC
VALIDATE CAPITAL MARKETS, LLC

VALIDATE CAPITAL MARKETS, LLC | VISCOGLIOSI & COMPANY, LLC | VISCOGLIOSI & COMPANY, INC.

CRD#: 133371 / SEC#: 8-66717
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

505 Park Avenue 14th Floor, New York, NY, 10022

Mailing Address

505 Park Avenue 14th Floor, New York, NY, 10022

Phone Number

(646) 213-3703

Established

Delaware since 09/26/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VISCOGLIOSI BROTHERS, LLC (VBLLC)SHAREHOLDER—
MACK, DAVIDPRINCIPAL2164969
SINGER, STEVEN FREDERICFINOP2360737
URQUIOLA, JEAN CAROLCCO1806619
URQUIOLA, JEAN CAROLCEO/PRESIDENT1806619

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(3/21/2019)
RR
New York
(9/25/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2019About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2024About the Series 7TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2020About the Series 79TO exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Mar 2019About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Jan 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Anthony Gioffre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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