Steven Frederic Singer
Professional Summary
Steven Frederic Singer is a registered financial advisor currently at JOSEPH GUNNAR & CO. LLC located in New York, New York and EQUUS FINANCIAL CONSULTING LLC located in New Canaan, Connecticut. Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
MIDDLEMARCH SECURITIES LLC
Contact Information
Main Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902Mailing Address
700 Canal St. Building 1, Floor 1, Suite 148, Stamford, CT 06902Phone Number
(212) 913-9660Established
Delaware since 02/08/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/12/2006)
(6/10/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Frederic Singer's CRS (Customer Relationship Summary).
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