David Mack
Professional Summary
David Mack is a registered financial advisor currently at VALIDATE CAPITAL MARKETS, LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 39 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
VALIDATE CAPITAL MARKETS, LLC | VISCOGLIOSI & COMPANY, LLC | VISCOGLIOSI & COMPANY, INC.
Contact Information
Main Address
505 Park Avenue 14th Floor, New York, NY, 10022Mailing Address
505 Park Avenue 14th Floor, New York, NY, 10022Phone Number
(646) 213-3703Established
Delaware since 09/26/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/3/2012)
(9/1/2017)
(5/27/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Mack's CRS (Customer Relationship Summary).
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