Christopher A. Gioffre
Professional summary
Christopher Anthony Gioffre is a registered financial professional currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2019. Christopher has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO, Series 82TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Anthony Gioffre's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2019 - Present
CHATSWORTH SECURITIES LLC
Office #1: 95 East Putnam Avenue, Greenwich, CT 06830State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2019)
Exams
Series 7TO
Date: 4/20/2024
General Securities Representative ExaminationSeries 79TO
Date: 6/19/2020
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 3/11/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
