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Richard Linton Beacham

CRD# 706050·Registered 1980 - 2012
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Linton Beacham was a registered financial advisor. Richard was a previously registered financial advisor and started their career in finance 1980 - 2012. Richard had worked at 7 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

CHURCHILL STATESIDE SECURITIES, LLC·CRD# 154603
BD
Atlanta, GA
January 28, 2011 - April 11, 2012
STATESIDE CAPITAL, LLC·CRD# 153579
RIA
Atlanta, GA
May 7, 2010 - March 31, 2014
LIHTC SECURITIES, LLC·CRD# 13178
BD
Altanta, GA
October 8, 2004 - February 14, 2011
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
RIA
Atlanta, GA
January 17, 2003 - July 7, 2004
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Baltimore, MD
February 16, 2001 - July 7, 2004
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
February 16, 1998 - March 6, 2001
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 11, 1992 - March 4, 1998
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
March 21, 1980 - March 17, 1992

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Current Firm

CS
CHURCHILL STATESIDE SECURITIES, LLC

AHTC SECURITIES, LLC | STATESIDE SECURITIES, LLC | CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603 / SEC#: 8-68652
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

203 N Lasalle St, Suite 2100, Chicago, IL 60601

Mailing Address

203 N Lasalle St, Suite 2100, Chicago, IL 60601

Phone Number

(404) 250-4190

Established

Georgia since 10/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHURCHILL STATESIDE GROUP,LLCMEMBER—
STATESIDE CAPITAL, LLCMEMBER—
CARR, DAVID GERARDFINOP, PFO, POO6560728
ELLIOTT, WENDY-SUECHIEF COMPLIANCE OFFICER5790567
SPIELER, GUY KEITHMUNICIPAL PRINCIPAL, PRESIDENT1497039

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1991About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1980About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 1980About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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