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AS

Anthony G. Stigliano

Some features on this profile are disabled
CRD#: 703263
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Gerard Stigliano, who also goes by Anthony Gerard Stegliano, Gerard Stegliano, Anthony G Stigliano, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1979. Anthony had worked at 9 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony Gerard Stegliano | Gerard Stegliano | Anthony G Stigliano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 12, 2012 - August 2, 2013

TGP SECURITIES, INC.

BD
CRD#: 159008
SUMMIT, NJ
Past

April 19, 2010 - September 17, 2010

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY
Past

August 27, 2007 - April 17, 2008

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

March 1, 2004 - December 1, 2004

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

April 6, 2000 - August 13, 2002

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

September 21, 1995 - April 27, 1998

EAST SHORE PARTNERS, INC.

BD
CRD#: 28999
HAUPPAUGE, NY
Past

July 31, 1993 - June 10, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 21, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 24, 1988 - July 2, 1992

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

February 15, 1988 - May 13, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 27, 1979 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 12/15/1979
General Securities Representative Examination

Current Firm

TS
TGP SECURITIES, INC.
TGP SECURITIES, INC.

CRD#: 159008 / SEC#: , 8-68955

BD
Terminated by SEC on 02/05/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/10/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TGP SECURITIES, INC.

CRD#: 159008

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