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Anthony Gerard Stigliano

CRD# 703263·Registered 1979 - 2013
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Gerard Stigliano, who also goes by Anthony Gerard Stegliano, Gerard Stegliano, Anthony G Stigliano, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1979 - 2013. Anthony had worked at 9 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Gerard Stegliano, Gerard Stegliano, Anthony G Stigliano

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
September 12, 2012 - August 2, 2013
MADISON PROPRIETARY TRADING GROUP, LLC·CRD# 139818
BD
New York, NY
April 19, 2010 - September 17, 2010
G-2 TRADING,LLC·CRD# 44018
BD
New York, NY
August 27, 2007 - April 17, 2008
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
March 1, 2004 - December 1, 2004
CARLIN EQUITIES, LLC·CRD# 31295
BD
New York, NY
April 6, 2000 - August 13, 2002
EAST SHORE PARTNERS, INC.·CRD# 28999
BD
Hauppauge, NY
September 21, 1995 - April 27, 1998
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - June 10, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
June 21, 1993 - July 31, 1993
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
May 24, 1988 - July 2, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 15, 1988 - May 13, 1988
E. F. HUTTON & COMPANY INC·CRD# 235
BD
January 27, 1979 - February 15, 1988

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Current Firm

TS
TGP SECURITIES, INC.

TGP SECURITIES, INC.

CRD#: 159008 / SEC#: 8-68955
BD
Terminated by SEC on 02/05/2024

Contact Information

Established

New York since 08/10/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Dec 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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